SEC NEW RULES MAY SAVE THE WORLD SYSTEM YET IN 2020….WHOOT WHOOT SEC !!!!

SEC UPGRADING INTO ALL NEW AI ECONOMICS – MASSIVE NEW LANDSCAPE

 

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PAID AD FROM NASDQ – CNBC AD REPRODUCED TO ADD VALUE TO NASDQ TIMELY UPDATE

RELEASED WORLD WIDE MEMORIAL DAY MAY 25TH – USA 

Nasdaq explains how new SEC proposals could profoundly transform US equity markets

In the first 45 days of 2020,1 the SEC issued two proposals that, together, describe a new frontier of equity market structure that would profoundly change how U.S. equity markets function. The proposals would change nearly every rule of Regulation NMS, touching every quote and trade, every individual and institutional investor, every broker, dealer and market maker, every market data vendor and consumer, and every execution venue.2 The proposals exceed in length, scope, complexity and potential impact any prior proposal from the modern era of equity trading, whether by the SEC itself or by the Equity Market Structure Advisory Committee that the SEC convened, to recommend market structure reforms.

Nasdaq urges every market participant to analyze the proposals and express their views, whether supportive or opposed, in whole or in part, mildly or with intensity. In the interest of promoting awareness and kick-starting discussion, Nasdaq has assembled this high-level summary of nearly 700 pages of documentation. Briefly, the proposals would:

UPGRADE USA ECONOMICS FOR 300 YEARS WITH RULE UPGRADING

 

Create Multiple SIPs

The Commission proposes to replace the two Securities Information Processors (SIPs) in operation today (one for the UTP Plan and one for the CTA Plan) with an estimated twelve “competing consolidators” upon full implementation of the proposal.3 These competing consolidators would be supplemented by “self-aggregators,” which would generate consolidated market data for their own accounts or to execute customer transactions, but would not be authorized to distribute data externally. Far from the final upgrades in AI economic regulatory resetting but the first step to get there for the SEC upgading everything digital.

Financial institutional bankruptcies are soaring into the fall – this moderates the pain – the pain is which ones will fail or merge or reorganize out of bankruptcy – its a mess coming up into the fall depression unfolding – THE GREATEST DEPRESSION is here – unlike any prior experience – we all go through together 

Eliminate the Unified NBBO

Substitute a National Best Bid and Offer (NBBO) from a single processor with the potential for NBBOs from multiple processors. The NBBO is the best bid and offer for an NMS security that is calculated and disseminated on a current and continuous basis by the two SIPs currently in operation (which each distribute NBBOs for different “tapes”). The proposal is to replace a single NBBO with localized NBBOs, defined as the best bid and offer that is calculated and disseminated on a current and continuing basis by a competing consolidator or calculated by a self-aggregator. How this all combines to moderate flash trading speculations or illegal trading flows from rule changes now in these areas to upgrade the digital capacity of SEC oversight to follow in our opinion. The new rules set China as another age of opaque and market flawed transparency against the USA back bone market elevating data transparency and integrity inside trading complex systems into unfolding SUPER CHANGE now SUPER STRESSING all economic markets of the world …all at once. An event unmatched truly in economics since the fall of ROME itself. The collective rule set with new 2020 CROWD FUNDING PROPOSED RULES – we advocate include a 5,000,000 ceiling to crowd fund equity into job creating ventures – with test the water rules adopted for survey – plus a rule to remove third party accreditation requirements in crowd funding venture funding – the combined rule changes if enacted rapidly may moderate systemic failure due to liquidity traps now destabilizing foundational markets world wide.

SEC NEW RULES create a regulatory bridge of pre AI to new AI markets

Expand “Core” Data

Today, “core” data is the price, size and exchange of the last sale and the national best bid and offer. The SEC proposes to add depth of book data (aggregated quotes at each price between the best bid and offer and the protected bid and offer, as well as five price levels beyond the protected bid and offer), plus single-market auction data and certain regulatory and administrative data.
Create “Round Lots” of Fewer Than 100 Shares.
The Commission proposes to introduce a tiered definition of “round lot” that would reduce the number of shares required to constitute a round lot for stocks selling at more than $50 per share to less than 100 shares, depending on the price of the stock.
Require Order Display Without Protection.
The Commission proposes to modify order protection and locked and crossed markets rules so that they do not apply to round lots of under 100 shares. The Order Protection Rule requires trading centers to have policies and procedures in place reasonably designed to prevent trade throughs of protected bids or offers in round lots of NMS stocks — and rules designed to avoid the display of quotations that lock or cross any protected quotation in an NMS stock.
Any upgraded economic rule making seeks to remove abuse in competitive capitalism and competitive socialism markets into cooperative capitalism or the best of both. The GOAL is to set up AI rules to preclude the following as CEO SPACE presents in our work REDEMPTION the BLUE PRINT for forward rule making in the futuristic book of the economy of tomorrow today: Redemption defines economic desires to:
1. Remove unwanted wealth consolidation to systems where 1% own more wealth than 99% which assures liquidity traps to risk systemic failure in regulatory frame work outpaced by TECHNOLOGY AI AND SUPER CHANGE systemic evolutions – in a casino capitalism re-tooled by regulatory upgrading.
2. Unwanted leverage which leads to wild out of all control speculations to manipulate price which this rule resets to price rigging.
3. Liquidity protection regulatory frame works missing today from the 1930’s modeling which requires more upgrading. Yet.

SEC PRESENTS NEW PRICELESS IP TO WORLD MARKETS – IDEAS TRANSFORM FUTURES

 

View the full summary of the proposal here:

 

1. See Securities Exchange Act Release No. 87906 (January 8, 2020), 85 FR 2164 (January 14, 2020) (File No. 4-757) (the “January Proposal”) (80 pages) and Securities Exchange Act Release No. 88216 (February 14, 2020) (File No. S7-03-20) (the “February Proposal”) (597 pages). Search http://www.sec.gov for all institutional reader leaders in 200 nations and the super money pool leader readers that read this LEADER READER site – and all University ECONOMIC education ( my tribe ) MBA education ( my tribe ) and Entrepreneur Education credentials – this is now REQUIRED In educational leadership and all brokerage firms I served 22 years as founder Chairman and CEO for INVEST AMERICA a public brokerage firm operating in prior decades until its sale, as my tribe.

2. The January Proposal is in the form of an order for the exchanges and FINRA to submit a new National Market System Plan under Rule 608 (Filing and amendment of national market system plans). The February Proposal will change Rules 600 (NMS security designation and definitions) and 603 (Distribution, consolidation, and display of information with respect to quotations for and transactions in NMS stock), and add new rule 614 (Registration and responsibilities of competing consolidators). As discussed below, the operation of the following other rules will be impacted: 602 (Dissemination of quotations in NMS securities), 604 (Display of customer limit orders), 605 (Disclosure of order execution information), 606 (Disclosure of order routing information), 610 (Access to quotations), 611 (Order protection rule), 201 (Circuit breaker), and 1000 (Regulation SCI definitions).

This PAID NASDQ add to the world – defines WHY move to http://www.sec.gov. Also search NEW CROWD FUNDING RULES as the proposed rules may allow SURVEY TEST THE WATERS into Crowd Funding in 2020 – and a new PANDEMIC timely higher ceiling for Crowd Funding to 5,000,000 dollars in 2020 up from only 1,000,000. We lobbied with Mary Shapiro SEC Commissioner and one of the BEST EVER and a woman who made her mark on history by UPGRADING at the right time with all the right cautions -CEO SPACE so ENSHRINES MARY SHAPIRO GOMEZ AND OTHERS for the long arduous work to upgrade fame works.

CEO SPACE ADVOCATES THE SEC ADOPT THE NEW CROWD FUNDING RULES & PROPOSED CHANGES AS STAGE 1 TO UPGRADE REGULATORY FRAME WORK TO MORE FULLY INCLUDE AND REGULATE AI MARKETS SUPER CHANGING BY THE QUARTER LACKING UPGRADED REGULATORY FRAME WORKS NOW PROPOSED

 

NEW RULES ILLUMINATE MARKETS WORLD WIDE INTO A BETTER FUTURE

 

We invite reader leaders to circulate this item into the industry world wide. These SEC RULE UPGRADES offer frame works for 200 nations until a global G 100 Universal RULE SET IS ADOPTED – as presented in our regulatory essential reader – REDEMPTION THE COOPERATION REVOLUTION where the more fully IP for the REGULATORY FRAME WORK OF TOMORROW is presented. CEO SPACE welcomes invitations from staff to work in congressional or agency rule making whenever one of the larger global small business agencies CEO SPACE IP inclusion is desired or required. We serve in confidence at your pleasure on invitation for that work expressed to ROEL CAMPOS former SEC council and mentor to CEO SPACE leadership for a ton of years now. Roel coordinates with our lobby institutions in the beltway and our team time allocations to support rule making when input from our small business perspectives and prior public brokerage expertise are combined into desired perspectives to the mix of the whole.

 

This item is presented to the FINANCIAL INDUSTRY in major distress today on liquidity as new rules seek to reset the landscape with potential elasticity to preserve the existing system from a fatal crash as in 1929. CEO SPACE believes a SUPER HIGH RISK of a SUPER CRASH in value rebalancing in deflation deleveraging global markets – precision tracking 1929 time lines. As the depression of economics surpasses all 1929 matrix measured, the SUPER HIGH RISK OF SYSTEM FAILURE without rule improvements to off set the liquidity risks – is essential with WHOOT WHOOT to NASDQ and AMERICAN MARKET LEADERSHIP and the SEC STAFF who worked for years on this proposed next stage upgrading which we feel will lead to full AI Economics upgrading to re- regulate the new AI ECONOMIC GLOBAL DYNAMIC which is new and unlike any market 1929 or any prior human market. No one has expertise in how the unregulated AI market will play out into the NEW REQUIRED REGULATORY FRAME WORKS just beginning to rise up today.

 

LIGHT UP YOUR BRAIN

 

OUR TWO BOOKS: FIVE STAR GLOBAL BEST SELLING LEADER READERS – are regulatory required readers. Why? Passing new rules requires best possible and  most complete data sets. Regulatory leadership armed with more and better options – options invisible in economics super changing to them at this moment in time – and which with two books – become visible – such that leaders framing in regulations into the future – more fully step in front of SUPER CHANGE and its ever more rapid accelerations stressing systems everywhere today – and the global solution for the G 100 outlined in the second work for leaders of Fortune institutions and nations.

 

BETTER SOLUTIONS – NO DELAY !

 

SUPER CHANGE -( five star global best seller Amazon Jan 2020 to today ) : THE LEADER ESSENTIAL 2020:  presenting the new C suite Stress load for leadership – old brain software resisting SUPER CHANGE into obsolescence and irrelevance – Sears, Radio Shake, Toys R US Circuit City Nieman Macy JC Penny CREW and from airlines to cruise and hospitality SUPER CHANGE transforms entire industrial landscapes in time frames leaders now lack skills to adapt into. New brains with new skill new tools new tactics the best selling LEADER READER IN 2020 defines – SUPER CHANGE – is the book you buy for your entire team and use in team meetings to define the far better best future leadership upgraded can now engineer. SUPER CHANGE LEADERSHIP – defined for Boards to upgrade leadership over time – into currency of leadership for their brand space or agency space.

 

 

Click to order either SUPER CHANGE ON TAPE – high quality or the print book here: https://www.amazon.com/s?k=super+change+by+berny+dohrmann&ref=nb_sb_noss_2

 

https://www.amazon.com/s?k=super+change+by+berny+dohrmann&ref=nb_sb_noss_2

THE ESSENTIAL LEADER AT THE TOP & WORLD LEADERSHIP READER

 

LINK TO BOTH MY LEADER READER BEST SELLERS: https://www.amazon.com/Redemption-Cooperation-Revolution-Berny-Dohrmann/dp/0692646051 book mark as you will wish to share this URL with your leader reader tribes – which upgrade peformance and outcomes as no other leader readers inside PANDEMIC 2020 both books well predicted with solutions and answers as options lacking leaders cherish as the invisible OPTIONS become visible to YOU – and for your teams intenral and external. SHARE !

 

Book mark this LINK for BOTH BOOKS and share these LEADER READER PANDEMIC 2020 ESSENTIAL TOOLS TO WIN FASTER: ( share with institutional leadership globally and government leadership for leaders who make all the difference in the world today in a PANDEMIC GLOBAL RECESSION. This is GREAT NEWS not good news and we are sharing LEADERSHIP WORKING with our gratitude to the SEC for their work helping us all stabilize markets now destabilizing in the rip tide of old rules from the 1930’s that harm markets in AI economics – into new digital rule upgrading – to modernize new rules – while markets reside in the RIP TIDES between TWO RULES TODAY. EBB TIDE is ending and FLOOD TIDE will return but we submit the NEW RULES have taken too long and consumed to much time to preclude a SUPER CRASH into the fall of 2020 – we predict – and to which we see no way to avoid today ( we could of course be dead wrong and readers must get data and make up their own minds ). We feel these rules take the ebb capital tides into SUPER CRASH BACK INTO FULL FLOOD TIDE RECOVERY AFTER – A HOPE AND PROMISE WE CAN’T APPLAUD THE SEC STAFF FOR RUSHING INTO THE MARKET – JOB WELL DONE IN OUR OPINION. WHOOT WHOOT FOR YOUR 1000S OF HOURS TO GET HERE FOR US ALL WORLD WIDE….YOU REMAIN THE EXAMPLE TO WORLD MARKETS OF THE PROMISE AND THE HOPE OF AN EVEN BETTER TOMORROW FOR HUMANITY…THAT IS HOW BIG WHAT YOU ARE READING ( EVEN IF THE JARGON IS LOST ON YOU OUTSIDE INVESTMENT BANKING ). THANK TRUST ME….ITS GREAT NOT GOOD….ITS A GREAT START TO MORE FULLY RE REGULATE AI ECONOMICS NOW RAPIDLY REVOLUTIONIZING OLD MARKETS INTO SOMETHING MANKIND HAS NEVER EVER KNOWN OR EXPERIENCED.

 

AI SETTLES 400 TRILLION DAILY WITHOUT HUMAN BEINGS TODAY – NEW

 

https://www.amazon.com/Redemption-Cooperation-Revolution-Berny-Dohrmann/dp/0692646051

REDEMPTION: Presens to leaders who to reform work space into switched on turned on Super Change upgrading in leadership, how to reform culture for nations or institutions from competitive lower performance systemics into cooperative collaborative higher performance systemics without delays. Required LEADER READER for nations and institutions in 2020 and for UNIVERSITIES advancing cooperative organization theory as a post graduate required reader for leaders today. 

A large % of world leadership and fortune leadership have REDEMPTION in their CEO office space today. Your next.

As you read you lead better. As you share you upgrade your entire circle to a far better set of software to upgrade world cooperation, remove extinction as our destiny in insanity – and roll back PROSPERITY WITH NO NATION LEFT BEHIND. These two books grow leadership like no other leader readers in PANDEMIC economics of 2020. Share them with your tribes.

Today in my re- publishing the PROPOSED SEC RULES we applaud Wall Street NASDQ and the SEC for this next small step for the agency into an ENORMOUS HISTORIC UPGRADE FOR MANKIND IN ALL NATIONS in 2020. This copy was an ad produced by NASDQ to reach leaders world wide – we help that NASDQ SEC mission for comments from leadership.

Berny Dohrmann – SHOUTING OUT FOR THE TON OF THANKLESS HOURS THE SEC STAFF PUT INTO THIS UPGRADING

 

NEW SEC RULES UPGRADE EVERYTHING IN WORLD MARKETS TODAY

 

PS: Mark Jones we appreciate your advocacy for small business to advance the rule sets with our regard for your years of tireless work on behalf of CEO SPACE and small business owners world wide.